Section 217. Penalties

LAWS & RULES

- 201. Findings
- 202. Definitions
- 203. Registration of Investment
      - Advisers
- 203A. State and Federal
- 204. Annual and Other Reports
- 204A. Prevention of Misuse of
      - Nonpublic Information
- 205. Investment Advisory
      - Contracts
- 206. Prohibited Transactions by
      - Investment Advisers
- 207. Material Misstatements
- 208. General Prohibitions
- 209. Enforcement of Title
- 210. Publicity
- 211. Rules, Regulations and
      - Orders
- 212. Hearings
- 213. Court Review of Orders
- 214. Jurisdiction of Offenses
      - and Suits
- 215. Validity of Contracts
- 216. Annual Reports of
      - Commission
- 217. Penalties
- 218. Hiring and Leasing Authority
      - of the Commission
- 219. Separability of Provisions
- 220. Short Title
- 221. Effective Date
- 222. State Regulation of
      - Investment Advisers

Section 217. Penalties

Section 217. Any person who willfully violates any provisions of this title, or any rule, regulation, or order promulgated by the Commission under authority thereof, shall, upon conviction, be fined not more than $10,000, imprisoned for not more than five years, or both.