Investment Advisers Act of 1940
- 201. Findings
- 202. Definitions
- 203. Registration of Investment Advisers
- 203A. State and Federal Responsibilities
- 204. Annual and Other Reports
- 204A. Prevention of Misuse of Nonpublic Information
- 205. Investment Advisory Contracts
- 206. Prohibited Transactions by Investment Advisers
- 207. Material Misstatements
- 208. General Prohibitions
- 209. Enforcement of Title
- 210. Publicity
- 211. Rules, Regulations and Orders
- 212. Hearings
- 213. Court Review of Orders
- 214. Jurisdiction of Offenses and Suits
- 215. Validity of Contracts
- 216. Annual Reports of Commission
- 217. Penalties
- 218. Hiring and Leasing Authority of the Commission
- 219. Separability of Provisions
- 220. Short Title
- 221. Effective Date
- 222. State Regulation of Investment Advisers
Rules Under the Investment Advisers Act of 1940
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