LAWS & RULES

- 201. Findings
- 202. Definitions
- 203. Registration of Investment
      - Advisers
- 203A. State and Federal
- 204. Annual and Other Reports
- 204A. Prevention of Misuse of
      - Nonpublic Information
- 205. Investment Advisory
      - Contracts
- 206. Prohibited Transactions by
      - Investment Advisers
- 206A. Exemptions
- 207. Material Misstatements
- 208. General Prohibitions
- 209. Enforcement of Title
- 210. Publicity
- 211. Rules, Regulations and
      - Orders
- 212. Hearings
- 213. Court Review of Orders
- 214. Jurisdiction of Offenses
      - and Suits
- 215. Validity of Contracts
- 216. Annual Reports of
      - Commission
- 217. Penalties
- 218. Hiring and Leasing Authority
      - of the Commission
- 219. Separability of Provisions
- 220. Short Title
- 221. Effective Date
- 222. State Regulation of
      - Investment Advisers

.

Rule 0-3

References to Rules and Regulations

The term "rules and regulations" refers to all rules and regulations adopted by the Commission pursuant to the Act, including the forms for registration and reports and the accompanying instructions thereto.


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