LAWS & RULES

- 201. Findings
- 202. Definitions
- 203. Registration of Investment
      - Advisers

- 203A. State and Federal
- 204. Annual and Other Reports
- 204A. Prevention of Misuse of
      - Nonpublic Information

- 205. Investment Advisory
      - Contracts

- 206. Prohibited Transactions by
      - Investment Advisers

- 206A. Exemptions
- 207. Material Misstatements
- 208. General Prohibitions
- 209. Enforcement of Title
- 210. Publicity
- 211. Rules, Regulations and
      - Orders

- 212. Hearings
- 213. Court Review of Orders
- 214. Jurisdiction of Offenses
      - and Suits

- 215. Validity of Contracts
- 216. Annual Reports of
      - Commission

- 217. Penalties
- 218. Hiring and Leasing Authority
      - of the Commission

- 219. Separability of Provisions
- 220. Short Title
- 221. Effective Date
- 222. State Regulation of
      - Investment Advisers

.

Rule 203A-5

[Reserved.]


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